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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to purchase) | $ 11.22 | 04/08/2011 | M | 31,480 | 06/14/2001(3) | 06/14/2011 | Common Stock | 31,480 | $ 0 | 20,793 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WARREN ROBERT C JR PO BOX 20187 PORTLAND, OR 97294 |
X | X | President and CEO |
Robert C. Warren, Jr. | 04/28/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amendment is filed to report reporting person's acquisition of 31,480 shares upon partial exercise of a stock option. Original form reported that the option was exercised in full, resulting in the reporting person acquiring 52,273 shares. |
(2) | Due to the over reporting of amounts acquired on exercise, Table 1, Item 5 disclosures in Forms 4 filed 04-12-2011 are overstated by 20,793 in each case, an amount equal to the number of shares that remain available pursuant to the subject stock option. Only the revised option exercise amount and final trade and final amount of shares beneficially owned are being reported in this amendment. |
(3) | The option was granted for 52,273 shares on 06-14-2001 and became exercisable for 25% of the shares on each of the first four anniversaries. |