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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TC Group IV, L.P. 1001 PENNSYLVANIA AVENUE, N.W. SUITE 200 SOUTH WASHINGTON, DC 20004 |
X | |||
TC Group Cayman Investment Holdings, L.P. C/O WALKERS CORPORATE SERVICES LIMITED 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN, E9 KY1-9001 |
X | |||
Falcon Aerospace Holdings, LLC C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE., N.W., SUITE 220S WASHINGTON, DC 20004 |
X | |||
Carlyle Group Management L.L.C. C/O THE CARLYLE GROUP L.P. 1001 PENNSYLVANIA AVENUE, NW WASHINGTON, DC 20004-2505 |
X | |||
Carlyle Group L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVENUE, N.W. WASHINGTON, DC 20004 |
X | |||
Carlyle Holdings II GP L.L.C. C/O THE CARLYLE GROUP L.P. 1001 PENNSYLVANIA AVENUE, NW WASHINGTON, DC 20004-2505 |
X | |||
Carlyle Holdings II L.P. C/O THE CARLYLE GROUP L.P. 1001 PENNSYLVANIA AVENUE, NW WASHINGTON, DC 20004-2505 |
X | |||
TC Group Cayman Investment Holdings Sub L.P. C/O WALKER CORPORATE SERVICES LIMITED 190 ELGIN AVENUE GEORGE TOWN, GRAND CAYMAN, E9 KY1-9001 |
X | |||
TC Group IV, L.L.C. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE, N.W., SUITE 220 S WASHINGTON, DC 20004 |
X | |||
Carlyle Partners IV L P 1001 PENNSYLVANIA AVE N W SUITE 220 WASHINGTON, DC 20004 |
X |
TC GROUP IV, L.P. By: /s/ Jeremy W. Anderson, Authorized Person | 05/31/2013 | |
**Signature of Reporting Person | Date | |
CARLYLE GROUP MANAGEMENT L.L.C. By: /s/ Jeremy W. Anderson, attorney-in-fact | 05/31/2013 | |
**Signature of Reporting Person | Date | |
THE CARLYLE GROUP L.P. By: Carlyle Group Management L.L.C., its general partner By: /s/ Jeremy W. Anderson, attorney-in-fact | 05/31/2013 | |
**Signature of Reporting Person | Date | |
CARLYLE HOLDINGS II GP L.L.C. By: The Carlyle Group L.P., its managing Member By: Carlyle Group Management L.L.C., its general partner By: /s/ Jeremy W. Anderson, attorney-in-fact | 05/31/2013 | |
**Signature of Reporting Person | Date | |
CARLYLE HOLDINGS II L.P. By: /s/ Jeremy W. Anderson, attorney-in-fact | 05/31/2013 | |
**Signature of Reporting Person | Date | |
TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. By: Carlyle Holdings II L.P., its general partner By: /s/ Jeremy W. Anderson, attorney-in-fact | 05/31/2013 | |
**Signature of Reporting Person | Date | |
TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P. By: TC Group Cayman Investment Holdings, L.P., its general partner By: Carlyle Holdings II L.P., its general partner By: /s/ Jeremy W. Anderson, attorney-in-fact | 05/31/2013 | |
**Signature of Reporting Person | Date | |
TC GROUP IV, L.L.C. By: TC Group Cayman Investment Holdings Sub L.P., it managing member By: TC Group Cayman Investment Holdings, L.P., its general partner By: Carlyle Holdings II L.P., its general partner By: /s/ Jeremy W. Anderson, attorney-in-fact | 05/31/2013 | |
**Signature of Reporting Person | Date | |
CARLYLE PARTNERS IV, L.P. By: TC Group IV, L.P., its general partner By: /s/ Jeremy W. Anderson, Authorized Person | 05/31/2013 | |
**Signature of Reporting Person | Date | |
FALCON AEROSPACE HOLDINGS, LLC By: Carlyle Partners IV, L.P., its managing member By: TC Group IV, L.P., its general partner By: /s/ Jeremy W. Anderson, Authorized Person | 05/31/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Falcon Aerospace Holdings, LLC ("Falcon Aerospace") is the record holder of 36,230,184 shares of common stock. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the managing member of TC Group IV, L.L.C., which is the general partner of TC Group IV, L.P., which is the general partner of Carlyle Partners IV, L.P., which is the managing member of Falcon Aerospace. |