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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) NQOs | $ 44.5 | 11/11/2011 | M | 200 | 01/08/2003(4) | 01/07/2012 | Common Stock | 200 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) NQOs and ISOs | $ 42.5 | 11/11/2011 | M | 60,000 | 02/06/2003(4) | 02/05/2012 | Common Stock | 60,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) NQOs | $ 39.31 | 11/11/2011 | M | 65,300 | 02/01/2007(4) | 01/31/2012 | Common Stock | 65,300 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) NQOs | $ 44.5 | 11/11/2011 | M | 200 | 01/08/2003(4) | 01/07/2012 | Common Stock | 200 | $ 0 | 0 | I | Owned by Husband | |||
Employee Stock Option (Right to Buy) NQOs and ISOs | $ 42.5 | 11/11/2011 | M | 6,750 | 02/06/2003(4) | 02/05/2012 | Common Stock | 6,750 | $ 0 | 0 | I | Owned by Husband | |||
Employee Stock Option (Right to Buy) NQOs | $ 39.31 | 11/11/2011 | M | 4,410 | 02/01/2007(4) | 01/31/2012 | Common Stock | 4,410 | $ 0 | 0 | I | Owned by Husband |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kullman Ellen Jamison 1007 MARKET ST. D9000 WILMINGTON, DE 19898 |
X | Chair & CEO |
Mary E. Bowler by Power of Attorney | 11/15/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes direct ownership, unvested RSUs and deferred stock units. |
(2) | Weighted average sales price of 48.52. Trades ranged from 48.50 to 48.556. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price. |
(3) | Includes direct ownership, unvested RSUs and deferred stock units. Reporting person disclaims beneficial ownership of these securities. |
(4) | Options became exercisable in three equal annual installments beginning on the first anniversary of the grant. |