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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option - right to buy | $ 8.73 | 12/31/2008 | D(1) | 41,760 | 09/03/2006 | 09/03/2009 | Common Stock | 41,760 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option - right to buy | $ 8.73 | 12/31/2008 | A(1) | 41,760 | 01/01/2012 | 09/03/2012 | Common Stock | 41,760 | $ 0 | 41,760 | D | ||||
Non-Qualified Stock Option - right to buy | $ 12.15 | 12/31/2008 | D(2) | 37,080 | 01/29/2008 | 01/29/2011 | Common Stock | 37,080 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option - right to buy | $ 12.15 | 12/31/2008 | A(2) | 37,080 | 01/01/2013 | 12/31/2013 | Common Stock | 37,080 | $ 0 | 37,080 | D | ||||
Incentive Stock Option - right to buy | $ 29.22 | 12/31/2008 | D(3) | 3,422 | 01/06/2009 | 01/06/2012 | Common Stock | 3,422 | $ 0 | 0 | D | ||||
Incentive Stock Option - right to buy | $ 29.22 | 12/31/2008 | A(3) | 3,422 | 01/06/2009 | 01/06/2015 | Common Stock | 3,422 | $ 0 | 3,422 | D | ||||
Non-Qualified Stock Option - right to buy | $ 29.22 | 12/31/2008 | D(4) | 136,578 | 01/06/2009 | 01/06/2012 | Common Stock | 136,578 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option - right to buy | $ 29.22 | 12/31/2008 | A(4) | 136,578 | 01/06/2009 | 01/06/2015 | Common Stock | 136,578 | $ 0 | 136,578 | D | ||||
Incentive Stock Option - right to buy | $ 33.12 | 12/31/2008 | D(5) | 3,019 | 01/12/2010 | 01/12/2013 | Common Stock | 3,019 | $ 0 | 0 | D | ||||
Incentive Stock Option - right to buy | $ 33.12 | 12/31/2008 | A(5) | 3,019 | 01/12/2010 | 01/12/2016 | Common Stock | 3,019 | $ 0 | 3,019 | D | ||||
Non-Qualified Stock Option - right to buy | $ 33.12 | 12/31/2008 | D(6) | 46,981 | 01/12/2007(6) | 01/12/2013 | Common Stock | 46,981 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option - right to buy | $ 33.12 | 12/31/2008 | A(6) | 46,981 | 01/12/2007(6) | 01/12/2016 | Common Stock | 46,981 | $ 0 | 46,981 | D | ||||
Incentive Stock Option - right to buy | $ 41.62 | 12/31/2008 | D(7) | 2,402 | 01/02/2011 | 01/02/2014 | Common Stock | 2,402 | $ 0 | 0 | D | ||||
Incentive Stock Option - right to buy | $ 41.62 | 12/31/2008 | A(7) | 2,402 | 01/02/2011 | 01/02/2017 | Common Stock | 2,402 | $ 0 | 2,402 | D | ||||
Non-Qualified Stock Option - right to buy | $ 41.62 | 12/31/2008 | D(8) | 47,598 | 01/02/2008(8) | 01/02/2014 | Common Stock | 47,598 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option - right to buy | $ 41.62 | 12/31/2008 | A(8) | 47,598 | 01/02/2008(8) | 01/02/2017 | Common Stock | 47,598 | $ 0 | 47,598 | D | ||||
Incentive Stock Option - right to buy | $ 29.87 | 12/31/2008 | D(9) | 3,347 | 07/08/2012 | 07/08/2015 | Common Stock | 3,347 | $ 0 | 0 | D | ||||
Incentive Stock Option - right to buy | $ 29.87 | 12/31/2008 | A(9) | 3,347 | 07/08/2012 | 07/08/2018 | Common Stock | 3,347 | $ 0 | 3,347 | D | ||||
Non-Qualified Stock Option - right to buy | $ 29.87 | 12/31/2008 | D(10) | 66,653 | 07/08/2009(10) | 07/08/2015 | Common Stock | 66,653 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option - right to buy | $ 29.87 | 12/31/2008 | A(10) | 66,653 | 07/08/2009(10) | 07/08/2018 | Common Stock | 66,653 | $ 0 | 66,653 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SAVITCH JORDAN B 825 BERKSHIRE BLVD SUITE 200 WYOMISSING, PA 19610 |
Sr. VP/General Counsel |
/s/Robert S Ippolito as attorney-in-fact for Jordan B Savitch | 01/15/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 09/03/2003. |
(2) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/29/2004. |
(3) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/06/2005. |
(4) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/06/2005. |
(5) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/12/2006. |
(6) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/12/2006 and vests in installments over 4 years on the anniversary of the date of grant. |
(7) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/02/2007. |
(8) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 01/02/2007 and vests in installments over 4 years on the anniversary of the date of grant. |
(9) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 07/08/2008. |
(10) | The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option. For purposes of Section 16 reporting, the amendment of the outstanding option constitutes a deemed cancellation of an "old" option and the grant of a "new" replacement option. The option was originally granted on 07/08/2008 and vests in installments over 4 years on the anniversary of the date of grant. |