UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number: 811-06142

 

THE JAPAN EQUITY FUND, INC.

(Exact name of registrant as specified in charter)

 

c/o Daiwa Securities Trust Company

One Evertrust Plaza

Jersey City, New Jersey 07302-3051

(Address of principal executive offices) (Zip code)

 

John J. O’Keefe

The Japan Equity Fund, Inc.

c/o Daiwa Securities Trust Company

One Evertrust Plaza

Jersey City, New Jersey 07302-3051

(Name and address of agent for service)

 

With copy to:

 

Leonard B. Mackey, Jr., Esq.

Clifford Chance US LLP

31 West 52nd Street

New York, New York  10019

 

Registrant’s telephone number, including area code:  (201) 915-3054

 

Date of fiscal year end:  October 31

 

Date of reporting period:  June 30, 2007

 

 


 

Item 1. Proxy Voting Record for The Japan Equity Fund for the year ending June 30, 2007

 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

8326

 

JP3804000002

 

THE BANK OF FUKUOKA, LTD.

 

12/27/2006

 

1

 

ESTABLISHMENT OF A JOINT HOLDING COMPANY BY STOCK TRANSFER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 DIRECTOR - T.YOSHIKAI

 

For

 

Yes

 

For

 

Management

1808

 

JP3768600003

 

HASEKO CORP.

 

6/28/2007

 

1

 

ELECTION OF 7 DIRECTORS - T.OHNISHI, N.TSUJI, I.OHGURI, H.KAWANO A.HASEGAWA, S.MURATSUKA, Y.IMANAKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - J.TANAKA, T.KOJIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

1911

 

JP3409800004

 

SUMITOMO FORESTRY CO., LTD.

 

6/22/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - S.SASAKI

 

For

 

Yes

 

For

 

Management

4217

 

JP3785000005

 

HITACHI CHEMICAL CO., LTD.

 

6/19/2007

 

1

 

ELECTION OF 7 DIRECTORS - Y.NAGASE, T.URANO, K.TAKEDA, T.ODASHIRO, H.NAKAJIMA, E.SHOYAMA, J.KAWAKAMI

 

For

 

Yes

 

Against

 

Management

4502

 

JP3463000004

 

TAKEDA PHARMACEUTICAL CO., LTD

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 DIRECTORS - K.TAKEDA, Y.HASEGAWA, H.SHINHA, Y.YAMANAKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - T.YOSHIDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS

 

For

 

Yes

 

For

 

Management

6503

 

JP3902400005

 

MITSUBISHI ELECTRIC CORP.

 

6/28/2007

 

1

 

ELECTION OF 12 DIRECTORS - T.NOMAKUCHI, S.SHIMOKURA, Y.SATO, M.SAITO, A.SUGIYAMA, K.SAWAMOTO, F.SHIMANA, H.MURAYAMA, S.YANAI, O.SHIGETA, M.SASAKI, S.MIKI

 

For

 

Yes

 

Against

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

6702

 

JP3818000006

 

FUJITSU LTD.

 

6/22/2007

 

1

 

REDUCTION OF CAPITAL SURPLUS RESERVES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - N.AKIKURA, H.KUROKAWA, M.OGURA, T.ONO, C.ITO, M.MAZUKA, H.OURA, I.NONAKA, H.ITO, H.OKADA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - T.ISHIHARA, A.KATO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

6727

 

JP3993400005

 

WACOM CO., LTD.

 

6/21/2007

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 6 DIRECTORS - M.YAMADA, S.KOMIYAMA, W.HASEGAWA, S.YAMAMOTO, T.OKI, Y.FUJISHIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - F.YAGAWA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

DELEGATION OF THE AUTHORITY TO THE BOARD OF DIRECTORS TO DISTRIBUTE SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) FOR ANTI-TAKEOVER MEASURES

 

For

 

Yes

 

For

 

Management

7259

 

JP3102000001

 

AISIN SEIKI CO., LTD.

 

6/21/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 15 DIRECTORS - K.TOYODA, Y.YAMAUCHI, F.FUJIMORI, T.KAWATA, N.OKU, M.HORIBA, S.NAKAMURA, S.ITAKURA, T.UCHIMOTO, M.SUO, S.YAMAMURA, T.NAKURA, J.NISHIMURA, T.TANIGUCHI, T.ISIKAWA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - T.GONDA, M.HAYASHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

7

 

FREE DISTRIBUTION OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS, MANAGING DIRECTORS OF THE COMPANY, AND DIRECTORS OF SUBSIDIARIES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

8

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS

 

For

 

Yes

 

For

 

Management

7267

 

JP3854600008

 

HONDA MOTOR CO., LTD.

 

6/22/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 20 DIRECTORS - T.FUKUI, S.AOKI, M.HARADA, A.HYOGO, S.TOSHIDA, K.HIRASHIMA, K.KONDO, M.YOSHIMI, T.ONDA, A.TAKANO, S.TAKAGI, T.IWAMURA, T.OHYAMA, S.KISHI, K.HOHGEN, H.YOSHINO, F.IKE, T.ITO, M.KATO, S.MINEKAWA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - K.HIGUCHI, Y.MATSUDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS

 

For

 

Yes

 

Against

 

Management

8281

 

JP3428800001

 

XEBIO CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 5 DIRECTORS - T.MOROHASHI, T.FUJISAWA, H.OHTAKI, K.TERAGUCHI, M.TANISHIRO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - K.YOSHIDA, M.KOYANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

8752

 

JP3888200007

 

MITSUI SUMITOMO INSURANCE CO., LTD.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - Y.SHIN, T.EGASHIRA, K.EBINA, I.ENDO, H.ASANO, K.IKEDA, H.ICHIHARA, Y.KARASAWA, S.FUJIMOTO, E.KOHNO, K.KOROYASU, I.TAKA, T.SEKI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - T.YAMASHITA

 

For

 

Yes

 

Against

 

Management

8801

 

JP3893200000

 

MITSUI FUDOSAN CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 8 DIRECTORS - H.IWASA, K.OHMURO, T.SODA, T.NAMAE, Y.KAGEYAMA, M.MATSUMOTO, T.AOKI, Y.HAYAKAWA

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - K.NAGATA, A.OKADA, T.NISHIDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

DETERMINATION OF THE AMOUNT, TERMS  AND CONDITIONS OF STOCK OPTIONS FOR STOCK-LINKED COMPENSATION FOR DIRECTORS OF THE COMPANY

 

For

 

Yes

 

For

 

Management

9005

 

JP3574200006

 

TOKYU CORP.

 

6/28/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 18 DIRECTORS - K.KAMIJO, T.KOSHIMURA, T.HAPPO, K.SUZUKI, T.NAKAHARA, I.ADACHI, T.KUWAHARA, Y.KINOSHITA, S.SHIMIZU, T.GOTO, Y.NEZU, S.OKADA, M.UEKI, H.NOMOTO, T.TAKAHASHI, T.IMAMURA, A.OHI, M.TOMO

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - T.IWATA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

9433

 

JP3496400007

 

KDDI CORP.

 

6/20/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 11 DIRECTORS - S.AMANO, T.ONODERA, N.NAKANO, Y.ITO, S.NAGAO, H.MOROZUMI, T.TANAKA, M.TAKAHASHI, N.NAKAMURA, H.OKUDA, T.KATSUMATA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - S.OHSHIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

9506

 

JP3605400005

 

TOHOKU ELECTRIC POWER CO., INC.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

3

 

ELECTION OF 16 DIRECTORS - K.MAKUDA, H.TAKAHASHI, T.SAITO, T.NISHI, M.OHYAMA, S.SAITO, F.MAEKAWA, M.SUZUKI, Y.ENDO, H.KKODAMA, K.WATABE, K.SASAKI, T.KISHI, N.ABE, E.HAYASAKA, Y.YAHAGI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 5 CORPORATE AUDITORS - Y.SUDO, I.ISHIKAWA, S.FUJIWARA, I.UNO, T.OHUCHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

8

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (1)

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

9

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (2)

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

10

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (3)

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

11

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (4)

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

12

 

SHAREHOLDER RESOLUTION - DISCHARGE OF 1 DIRECTOR

 

For

 

Yes

 

Against

 

Management

1925

 

JP3505000004

 

DAIWA HOUSE IND. CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 18 DIRECTORS - T.HIGUCHI, K.MURAKAMI, T.OGAWA, N.OHNO, T.ISHIBASHI, T.NISHIMURA, T.ISHIBASHI, H.AZUMA, T.KAJIMOTO, T.UZUI, S.OTSUKA, E.TAKEDA, T.HAMA, C.AOYAGI, Y.NOTO, K.KAWAI, I.OGATA, S.NUMATA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - H.DOI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

2002

 

JP3676800000

 

NISSHIN SEIFUN GROUP INC.

 

6/27/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

2

 

ELECTION OF 12 DIRECTORS - O.SHODA, H.HASEGAWA, I.MURAKAMI, R.NAKAMURA, M.NAKAMURA, M.OHTA, Y.YAMADA, Y.MIYAUCHI, M.YAMAZAKI, K.IKEDA, A.OKUMURA, M.MINAMISATO

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - T.KAWAKAZU

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

DETERMINATION OF THE AMOUNT, TERMS  AND CONDITIONS OF STOCK OPTIONS FOR DIRECTORS OF THE COMPANY

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

Against

 

Management

2476

 

JP3547650006

 

TEMPSTAFF CO., LTD.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 6 DIRECTORS - Y.SHINOHARA, M.MIZUTA, T.SABURI, T.WADA, K.WATANABE, C.T.CAMDEN

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - I.HIRAGA, H.SHIMADA, K.ARAI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

3402

 

JP3621000003

 

TORAY INDUSTRIES, INC.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 4 DIRECTORS - T.SANO, S.OKUDA, H.NAKAGAWA, S.MASUDA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 CORPORATE AUDITORS - M.NISHIDA, Y.OTANI, I.SAKAI, K.YAHAGI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - K.HAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

3407

 

JP3111200006

 

ASAHI KASEI CORP.

 

6/28/2007

 

1

 

ELECTION OF 11 DIRECTORS - N.YAMAMAGUCHI, S.HIRUTA, I.ITO, K.KOGA, K.SATO, K.TSUJITA, K.AKASHI, T.FUJIWARA, T.MIZUNO, Y.SETO, K.KODAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 CORPORATE AUDITOR - K.TEZUKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - K.HONMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

4063

 

JP3371200001

 

SHIN-ETSU CHEMICAL CO., LTD.

 

6/28/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 11 DIRECTORS - Y.SAITO, Y.ONO, F.P.POPOFF, S.KOHNO, T.ISHIHARA, M.MIYAJIMA, K.TAKASUGI, T.KASAHARA, H.ONEZAWA, T.MIYAZAKI, T.NAKAMURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - O.OKADA, M.WATASE, N.NAGANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

RETIREMENT ALLOWANCES TO THE RETIRING AUDITORS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

7

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

8

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

9

 

INTRODUCTION OF THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCKS (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

Against

 

Management

4202

 

JP3485800001

 

DAICEL CHEMICAL IND., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 8 DIRECTORS - D.OGAWA, Y.UMENO, T.YANAMI, K.TSUJI, K.YAMAGUCHI, S.KOMORI, A.OKADA, Y.MIURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - M.KITAGAWA, H.IMAI

 

For

 

Yes

 

For

 

Management

4208

 

JP3158800007

 

UBE INDUSTRIES, LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 8 DIRECTORS - H.TAMURA, Y.CHIBA, K.OKADA, T.MATSUMOTO, A.FURUKAWA, M.UNO, Y.MATSUMOTO, M.MOTODA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - H.IKEDA, H.TAKIMOTO

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE OUTSIDE  CORPORATE AUDITOR - T.IMAIZUMI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

4307

 

JP3762800005

 

NOMURA RESEARCH INSTITUTE, LTD.

 

6/22/2007

 

1

 

ELECTION OF 11 DIRECTORS - A.FUJINUMA, H.OKUDA, T.NARUSAWA, T.KAWANO, H.IMAI, M.MUROI, M.SUENAGA, S.HIROTA, K.OHNO, K.TAKEDA, N.MINAMI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - T.YAMAGATA, M.TANAKA

 

For

 

Yes

 

For

 

Management

4324

 

JP3551520004

 

DENTSU INC.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 16 DIRECTORS - T.MATAKI, T.TAKASHIMA, I.MARUYAMA, H.HAYASHI, K.MATSUDA, H.TAKAHASHI, R.MORI, I.WAKASUGI, S.KAMAI, K.TAINAKA, T.OGITANI, T.ISHII, T.NAWA, Y.MATSUSHITA, S.WAKABAYASHI, S.ISHIKAWA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - Y.NEGORO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

4527

 

JP3982400008

 

ROHTO PHARMACEUTICAL CO., LTD.

 

6/26/2007

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 9 DIRECTORS - K.YAMADA, S.MORIOKA, A.YOSHIDA, Y.MOTOKI, T.NISHIHARA, T.YOSHINO, M.KIMURA, T.OHKUBO, Y.YAMADA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - R.MASAKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING AUDITORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

INTRODUCTION OF THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCKS (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

Against

 

Management

4528

 

JP3197600004

 

ONO PHARMACEUTICAL CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 DIRECTOR - K.MORIMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - S.SHIMADA, Y.ARAKI

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

4

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

SHAREHOLDER RESOLUTION - DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

4543

 

JP3546800008

 

TERUMO CORP.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - T.WACHI, A.TAKAHASHI, T.KUGO, H.HARA, K.NAKAO, H.MATSUMURA, T.MIMURA, A.OGUMA, S.NINOMIYA, Y.SHINTAKU, T.ISAYAMA, T.SEKI, S.TAKEUCHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - F.SUGISAKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - E.SANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

4612

 

JP3749400002

 

NIPPON PAINT CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION (1)

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 10 DIRECTORS - M.MATSUURA, K.SAKAI, K.KIMOTO, R.BABA, Y.ANDO, H.SUENAGA, H.UENO, Y.YAMANE, T.OBARA, T.MORITA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - Y.EGUCHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

AMENDMENT OF THE ARTICLES OF INCORPORATION (2)

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

8

 

THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCKS

 

For

 

Yes

 

Against

 

Management

4634

 

JP3606600009

 

TOYO INK MFG. CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 DIRECTORS - K.YAMAZAKI, M.SUMIYAMA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - Y.ODAKA, Y.TSUNEDA, T.KANNO

 

For

 

Yes

 

For

 

Management

4733

 

JP3173500004

 

OBIC BUSINESS CONSULTANTS CO., LTD.

 

6/26/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 9 DIRECTORS - M.NODA, S.WADA, H.WADA, S.NAKAYAMA, T.TSUKAMOTO, M.WATANABE, I.OHARA, M.NODA, H.KIMURA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - S.KUROZU, I.TAKAHASHI, H.KANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

5334

 

JP3738600000

 

NGK SPARK PLUG CO., LTD.

 

6/28/2007

 

1

 

ELECTION OF 24 DIRECTORS - N.KATO, G.HASHIMOTO, N.KATO, A.KASUGAI, A.CHINARI, K,KAWAHARA, C.ABE, M.OHARA, T.KAWAMITSU, S.YAMADA, H.YAGI, J.KAGAWA, Y.IWATA, T.ITO, T.YAMADA, M.KAWASHITA, K.SUMIDA, S.NIMURA, Y.TAJIMA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 CORPORATE AUDITOR - M.ASAI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND CONDOLENCE MONEY TO THE LATE EXECUTIVE DIRECTOR

 

For

 

Yes

 

For

 

Management

5401

 

JP3381000003

 

NIPPON STEEL CORP.

 

6/25/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 11 DIRECTORS - A.MIMURA, H.SEKIZAWA, S.MUNEOKA, H.SHIMA, K.MASUDA, F.NIMURA, T.IMAKUBO, J.OTA, K.UCHIDA, S.TANIGUCHI, Y.HAMAMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - Y.KAYA

 

For

 

Yes

 

For

 

Management

5411

 

JP3386030005

 

JFE HOLDINGS, INC.

 

6/27/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

4

 

ELECTION OF 7 DIRECTORS - F.SUDO, Y.MORIYAMA, T.YAMAZAKI, H.BADA, O.SAITO, U.NIWA, S.ASAI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 CORPORATE AUDITOR - T.NISHINOHARA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - A.TASHIRO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

8

 

CONTINUATION OF THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCKS

 

For

 

Yes

 

For

 

Management

5802

 

JP3407400005

 

SUMITOMO ELECTRIC IND., LTD.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 DIRECTOR - S.TANAKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - K.TOMA, S.MITAKE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

5947

 

JP3977400005

 

RINNAI CORP.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 7 DIRECTORS - S.NAITO, K.HAYASHI, H.NAITO, T.NARITA, K.MASUOKA, T.MIYATA, M.KOSUGI

 

For

 

Yes

 

Against

 

Management

5991

 

JP3742600004

 

NHK SPRING CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 8 DIRECTORS - K.SASAKI, T.AMAKI, K.SUZUKI, K.IKEDA, K.NAGASAWA, T.FUSE, K.TAMAMURA, T.YAMAGUCHI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - K.AMANO, M.KIMURA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - T.ISHII

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

RETIREMENT ALLOWANCES TO THE RETIRING AUDITORS

 

For

 

Yes

 

For

 

Management

6301

 

JP3304200003

 

KOMATSU LTD.

 

6/22/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - M.SAKANE, K.NOJI, Y.KOMAMURA, Y.SUZUKI, M.YONEHRA, T.MORIKAWA, H.SASAKI, M.IKEDA, S.ISODA, K.KINOSHITA

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - H.KAMANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

DETERMINATION OF THE AMOUNT, TERMS  AND CONDITIONS OF STOCK OPTIONS FOR DIRECTORS OF THE COMPANY

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

DELEGATION OF THE AUTHORITY TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) ISSUED TO EMPLOYEES OF THE COMPANY AND DIRECTORS OF MAJOR SUBSIDIARIES

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

7

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

6473

 

JP3292200007

 

JTEKT CORP.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 14 DIRECTORS - T.YAMADA, K.YOSHIDA, M.YOKOYAMA, T.TANIGUCHI, T.SENOO, M.NAGAI, N.HISADA, S.MIYAWAKI, T.INUI, T.SUZUKI, K.KAJIWARA, H.AKABANE, H.ITO, T.UCHIYAMADA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - K.SASAZU

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

RETIREMENT ALLOWANCES TO THE RETIRING AUDITORS

 

For

 

Yes

 

Against

 

Management

6481

 

JP3539250005

 

THK CO., LTD.

 

6/16/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 16 DIRECTORS - A.TERAMACHI, M.ISHII, T.SHIRAI, T.TERAMACHI, J.KUWAHARA, T.OHKUBO, H.MURASE, K.YOSHIHARA, I.HATANAKA, H.FUNAHASHI, H.KIUCHI, J.SAKAI, E.MICHIOKA, M.SAWADA, T.HAYASHIDA, S.WAKO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - M.YONE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - T.OHMURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

6586

 

JP3862400003

 

MAKITA CORP.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 15 DIRECTORS - M.GOTO, M.TSURUTA, Y.KANZAKI, K.NAKAI, T.TORII, T.KATO, K.NAKAMURA, S.HORI, T.ASANUMA, H.NIWA, Z.MASHIKO, T.HYUGA, S.TOMITA, T.KANEKO, M.YOKOYAMA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - M.NAKAMURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - M.ISHIKAWA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

6645

 

JP3197800000

 

OMRON CORP.

 

6/21/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ACQUISITION OF THE COMPANY’S OWN STOCKS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 7 DIRECTORS - Y.TATEISHI, H.SAKUTA, S.AKECHI, T.TATEISHI, T.YAMASHITA, N.INOUE, K.TOYAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 CORPORATE AUDITOR - S.ANDO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

DETERMINATION OF THE AMOUNT, TERMS  AND CONDITIONS OF STOCK OPTIONS FOR DIRECTORS OF THE COMPANY

 

For

 

Yes

 

For

 

Management

6665

 

JP3167640006

 

ELPIDA MEMORY, INC.

 

6/28/2007

 

1

 

ELECTION OF 3 CORPORATE AUDITORS - T.OTA, T.YAMAMOTO, K.SAKURAI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - Y.NOMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

RETIREMENT ALLOWANCES TO THE RETIRING AUDITORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS AND AUDITORS OF THE COMPANY

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS REMUNERATION

 

For

 

Yes

 

For

 

Management

6752

 

JP3866800000

 

MATSUSHITA ELECTRIC IND. CO., LTD.

 

6/27/2007

 

1

 

ELECTION OF 19 DIRECTORS - K.NAKAMURA, M.MATSUSHITA, F.OHTSUBO, T.SANO, S.FURUIKE, S.USHIMARU, T.SAKAMOTO, T.MORI, S.FUKUSHIMA, J.ESAKA, I.KASHIMA, I.UNO, Y.NISHIKAWA, H.OHTSURU, M.MATSUSHITA, K.KITASHIRO, Y.KATSURA, H.O

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - Y.YOSHINO, K.HAMADA

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

3

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

6754

 

JP3128800004

 

ANRITSU CORP.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 DIRECTORS - S.YAMAGUCHI, R.KIHOTA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - G.SAITO, T.TATSUOKA, Y.MATOI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

DETERMINATION OF THE AMOUNT, TERMS  AND CONDITIONS OF STOCK OPTIONS FOR DIRECTORS OF THE COMPANY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO EMPLOYEES OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

INTRODUCTION OF COUNTERMEASURES AGAINST A LARGE SCALE OF PURCHASE OF THE COMPANY STOCKS (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

Against

 

Management

6902

 

JP3551500006

 

DENSO CORP.

 

6/26/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ACQUISITION OF THE COMPANY’S OWN STOCKS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 13 DIRECTORS - A.SAITO, K.FUKAYA, N.IWATSUKI, O.OGAWA, M.ANO, M.KATO, H.TOKUDA, N.KATO, K.OHYA, K.KOBAYASHI, K.HIRONAKA, S.TSUCHIYA, S.TOYODA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - F.CHO, T.KISHIDA, T.WATANABE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

FREE DISTRIBUTION OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS, MANAGING DIRECTORS AND EMPLOYEES OF THE COMPANY,  AND DIRECTORS OF SUBSIDIARIES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

8

 

REVISION OF DIRECTORS REMUNERATION

 

For

 

Yes

 

For

 

Management

6954

 

JP3802400006

 

FANUC LTD.

 

6/27/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - Y.INABA, M.KURAKAKE, K.KOHARI, A.WATANABE, S.TANZAWA, H.KOJIMA, M.MIYATA, H.ARAKI, H.UCHIDA, H.INOUE, N.TORII, Y.GONDA, R.SCHNEIDER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 DIRECTORS - N.SHIMIZU, N.OHTSUKA, N.AKIKUSA, T.NAKAGAWA

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

4

 

REVISION OF CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

6971

 

JP3249600002

 

KYOCERA CORP.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 12 DIRECTORS - K.ITO, N.NAKAMURA, M.UMEMURA, Y.YAMAMURA, N.MORITA, M.KAWAMURA, K.SEKI, M.YAMAMOTO, I.KISHIMOTO, H.HISAKI, R.LANTHORNE, J.GILBERTSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - Y.AKASHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

7011

 

JP3900000005

 

MITSUBISHI HEAVY IND., LTD.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 17 DIRECTORS - T.NISHIOKA, K.TSUKUDA, H.EGAWA, H.OMIYA, Y.URATANI, T.TAKAOKA, I.FUKUE, N.TODA, H.KAN, S.AOKI, K.YOSHIDA, S.IIJIMA, F.WAKISAKA, K.WATABE, M.SASAKI, A.WADA, Y.SAKAMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - T.NAKANO, O.NAKAMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS OF THE COMPANY AS STOCK OPTION FOR STOCK-LINKED COMPENSATION

 

For

 

Yes

 

For

 

Management

7012

 

JP3224200000

 

KAWASAKI HEAVY IND., LTD.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 10 DIRECTORS - M.TASAKI, T.OHASHI, M.TERASAKI, A.MATSUZAKI, C.MOTOYAMA, J.NOGUCHI, M.SEGAWA, S.TANBA, S.MIHARA, S.HASEGAWA

 

For

 

Yes

 

For

 

Management

7203

 

JP3633400001

 

TOYOTA MOTOR CORP.

 

6/22/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 30 DIRECTORS - F.CHO, K.NAKAGAWA, K.WATANABE, N.URANISHI, K.OKAMOTO, K.SASAZU, M.KINOSHITA, T.UCHIYAMADA, M.TAKIMOTO, A.TOYODA, Y.FUNO, T.SUZUKI, A.NIIMI, H.TAKADA, T.TACHIBANA, S.SASAKI, S.OKABE,

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 CORPORATE AUDITORS - C.YAMAGUCHI, Y.KYA, K.MATSUO, Y.AMANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

5

 

FREE DISTRIBUTION OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS, MANAGING DIRECTORS  AND EMPLOYEES OF THE COMPANY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

ACQUISITION OF THE COMPANY’S OWN STOCKS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

RETIREMENT ALLOWANCES TO THE RETIRING AUDITORS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

8

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

7762

 

JP3352400000

 

CITIZEN WATCH CO., LTD.

 

6/26/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

REDUCTION OF CAPITAL SURPLUS AND EARNED SURPLUS RESERVES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 10 DIRECTORS - M.UMEHARA, M.KANAMORI, T.KOGA, O.YAMADA, K.SUGIMOTO, T.NAGAI, T.MASUZAWA, K.NOGUCHI, K.YAMAMOTO, T.AOKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

REVISION OF DIRECTORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

APPROVAL OF THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCKS (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

7832

 

JP3778630008

 

NAMCO BANDAI HOLDINGS INC.

 

6/25/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - T.TAKASU, M.TACHIBANA, M.HAYAKAWA, K.UENO, J.HIGASHI, S.ISHIKAWA, S.OHSHITA, K.KAWASHIRO, M.YONE, K.ICHIJO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

DETERMINATION OF THE AMOUNT, TERMS  AND CONDITIONS OF STOCK OPTIONS FOR DIRECTORS OF THE COMPANY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS FOR STOCK-LINKED COMPENSATION ISSUED TO DIRECTORS OF SUBSIDIARIES

 

For

 

Yes

 

For

 

Management

8035

 

JP3571400005

 

TOKYO ELECTRON LTD.

 

6/22/2007

 

1

 

ELECTION OF 13 DIRECTORS - T.HIGASHI, T.TSUNEISHI, K.SATO, H.IWATSU, M.HARA, M.KUBODERA, Y.HONDA, H.KITAYAMA, H.TAKENAKA, K.WASHINO, A.ITO, H.INOUE, Y.TOKOFUKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 CORPORATE AUDITOR - M.YOSHIDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

REVISION OF DIRECTORS FIXED REMUNERATION

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

5

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS OF THE COMPANY AS STOCK COMPENSATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS AND AUDITORS OF THE COMPANY AND SUBSIDIARIES AS STOCK COMPENSATION

 

For

 

Yes

 

For

 

Management

8053

 

JP3404600003

 

SUMITOMO CORP.

 

6/22/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 12 DIRECTORS - M.OKA, K.OKUBO, N.SHIMAZAKI, N.NAKAIDO, M.SHIBAHARA, K.OMORI, S.YOSHII, Y.MATSUOKA, S.KATO, I.OKAMOTO, T.MORIYAMA, T.KANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - K.TAJIKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS AS STOCK OPTIONS FOR STOCK-LINKED COMPENSATION

 

For

 

Yes

 

For

 

Management

8058

 

JP3898400001

 

MITSUBISHI CORP.

 

6/26/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 20 DIRECTORS - M.SASAKI, Y.KOJIMA, Y.UENO, T.INOUE, I.MIZUNO, H.YOSHIMURA, Y.KANAI, H.KATSUMURA, M.KOTSUKA, M.SEITA, T.NISHIOKA, T.ARIMA, T.TSUTSUMI, M.NISHIZAWA, K.KOMATSU, Y.KATAYAMA, K.KOBAYASHI,

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - E.OHSHIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

8

 

REVISION OF CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

8282

 

JP3277150003

 

K’S HOLDINGS CORP.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

2

 

ELECTION OF 18 DIRECTORS - S.KATO, M.INOUE, K.SATO, S.HOTEIIDA, K.KAWAI, Y.KATO, H.ENDO, T.HIRAMOTO, T.YAMAZAKI, Y.OHSAKA, Y.YAMADA, Y.OKANO, W.KAWAMICHI, K.YAMAMOTO, T.TAKAHASHI, T.IGAWA, J.MATSUMOTO, M.HAYASHI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - J.HASHIMOTO, J.ISHIKAWA, Y.TAYAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

DETERMINATION OF THE AMOUNT, TERMS  AND CONDITIONS OF STOCK OPTIONS FOR DIRECTORS AND AUDITORS OF THE COMPANY

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

ISSUANCE OF STOCK OPTIONS TO DIRECTORS AND AUDITORS OF SUBSIDIARIES, AND EMPLOYEES OF THE COMPANY AND SUBSIDIARIES

 

For

 

Yes

 

Against

 

Management

8306

 

JP3902900004

 

MITSUBISHI UFJ FINANCIAL GROUP

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 15 DIRECTORS - R.TAMAKOSHI, H.UEHARA, N.KUROYANAGI, K.NAGAYASU, Y.WATANABE, T.MIZUNO, H.SAITO, S.YASUDA, H.AOKI, F.AKIKUSA, N.HIRANO, T.YUKI, I.OHKISHIMA, A.HARADA, T.OHTOSHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - S.YASUDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION AND DETERMINATION OF THE AMOUNT, TERMS AND CONDITIONS OF STOCK OPTIONS

 

For

 

Yes

 

Against

 

Management

8332

 

JP3955400001

 

THE BANK OF YOKOHAMA, LTD.

 

6/27/2007

 

1

 

ELECTION OF 8 DIRECTORS - S.HIRASAWA, T.OGAWA, H.HAYAKAWA, C.OKUBO, T.IKEDA, T.MIMURA, M.ITO, Y.OTA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 CORPORATE AUDITOR - S.MORI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - T.TAKIMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING AUDITORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

8403

 

JP3405000005

 

SUMITOMO TRUST & BANKING CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - A.TAKAHASHI, Y.MORITA, T.HATABE, M.SHIBUYA, M.INOUE, K.MUKOHARA, M.SUZUKI, H.OKUNO, T.ANDO, H.TOKOKAGE, S.KUSAKAWA, S.TSUTSUI, J.ARAKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - H.MAEDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

8411

 

JP3885780001

 

MIZUHO FINANCIAL GROUP, INC.

 

6/26/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 8 DIRECTORS - T.MAEDA, M.ONO, H.MOTOYAMA, H.SAITO, S.SUGIYAMA, A.NOMIYAMA, M.OHASHI, K.ANRAKU

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - S.YAMAMOTO, Y.NOZAKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS

 

For

 

Yes

 

Against

 

Management

8586

 

JP3786600001

 

HITACHI CAPITAL CORP.

 

6/22/2007

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 7 DIRECTORS - Y.YAGI, K.TAKANO, K.MIURA, Y.OHKI, K.MUKUNOKI, A.TSUDA, K.MORI

 

For

 

Yes

 

Against

 

Management

8591

 

JP3200450009

 

ORIX CORP.

 

6/22/2007

 

1

 

ELECTION OF 11 DIRECTORS - Y.MIYAUCHI, Y.FUJIKI, H.NISHINA, K.KAJIWARA, Y.YANASE, H.URATA, Y.YOKOYAMA, P.SHARED, H.TAKEUCHI, T.SASAKI, T.OZAKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

8604

 

JP3762600009

 

NOMURA HOLDINGS, INC.

 

6/27/2007

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 11 DIRECTORS - J.UJIIE, N.KOGA, H.TODA, K.INANO, Y.SUZUKI, M.SHIBATA, H.KUBORI, H.TSUJI, F.NOMURA, K.TAJIKA, M.ITATANI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS, AUDITORS AND EMPLOYEES OF SUBSIDIARIES AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

8761

 

JP3486600004

 

AIOI INSURANCE CO., LTD.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 12 DIRECTORS - R.ARAKI, T.KODAMA, M.ADACHI, M.OHJI, H.SUZUKI, S.SUDO, H.NAGASUE, M.NAKAMURA, T.UMEMURA, R.OHNO, Y.ISHII, M.KINOSHITA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

9020

 

JP3783600004

 

EAST JAPAN RAILWAY CO.

 

6/22/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 3 DIRECTORS - Y.HAYASHI, S.TANABE, Y.MORIMOTO

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - S.OHMORI, J.BANDO, K.HARAYAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

SHAREHOLDERS RESOLUTION -  AMENDMENT OF THE ARTICLES OF INCORPORATION (1)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

6

 

SHAREHOLDERS RESOLUTION -  AMENDMENT OF THE COMPANY POLICY ON LABOR SERVICES

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

7

 

SHAREHOLDERS RESOLUTION -  AMENDMENT OF THE ARTICLES OF INCORPORATION (2)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

8

 

SHAREHOLDERS RESOLUTION -  AMENDMENT OF THE ARTICLES OF INCORPORATION (3)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

9

 

SHAREHOLDERS RESOLUTION -  AMENDMENT OF THE ARTICLES OF INCORPORATION (4)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

10

 

SHAREHOLDERS RESOLUTION -  DISCHARGE OF DIRECTOR

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

11

 

SHAREHOLDERS RESOLUTION - ELECTION OF DIRECTOR

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

12

 

SHAREHOLDERS RESOLUTION -  APPROPRIATION OF SURPLUS

 

Against

 

Yes

 

Against

 

Shareholder

9101

 

JP3753000003

 

NIPPON YUSEN K.K.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 7 DIRECTORS - T.MANJI, H.KURAMOTO, H.SHIMIZU, M.MOROOKA, N.TAKAHATA, M.IGARASHI, M.KATO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - Y.OZAWA, H.HARU

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

9432

 

JP3735400008

 

NIPPON TELEGRAPH & TELEPHONE C

 

6/28/2007

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 5 DIRECTORS - T.EBE, N.UJI, K.KANAZAWA, T.HANAZAWA, T.KOBAYASHI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 5 CORPORATE AUDITORS - J.FUKADA, S.FUKUZAWA, Y.NEGORO, M.TANABE, S.IWAMOTO

 

For

 

Yes

 

For

 

Management

9437

 

JP3165650007

 

NTT DOCOMO, INC.

 

6/19/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ACQUISITION OF THE COMPANY’S OWN STOCKS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 DIRECTORS - R.YAMADA, M.SUZUKI, T.TANAKA, T.NAKAYAMA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 4 CORPORATE AUDITORS - S.NAKATANI, H.IMAI, K.YOSHIZAWA, T.WAKASUGI

 

For

 

Yes

 

For

 

Management

9501

 

JP3585800000

 

THE TOKYO ELECTRIC POWER CO., LTD.

 

6/26/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

3

 

ELECTION OF 19 DIRECTORS - Y.AOYAMA, H.INO, I.OZAKI, T.KATSUMATA, S.KIMURA, M.SHIMIZU, S.SHIRAKAWA, S.TAMURA, M.TAKEI, I.TAKEKURO, N.TSUZUMI, A.NAKAMURA, T.HASHIMOTO, T.FUJIMOTO, M.FUJIWARA, T.MORITA, Y.MORIMOTO,

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - N.CHINO, K.CHIKUDATE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

SHAREHOLDER RESOLUTION - DIVIDEND OF SURPLUS

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

8

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (1)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

9

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (2)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

10

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (3)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

11

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (4)

 

Against

 

Yes

 

Against

 

Shareholder

9508

 

JP3246400000

 

KYUSHU ELECTRIC POWER CO., INC.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 14 DIRECTORS - S.MATSUO, T.MANABE, M.SATO, Y.TANAKA, H.KURANO, S.KATAYAMA, N.YOKOE, Y.HINAGO, H.SANKODA, M.DANJO, M.KAN, S.IKEMATSU, K.KOYAMA, K.MIZUGUCHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - T.ICHINOSE, K.TOMURA, K.TAKAISHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - K.YAMADE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (1)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

8

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (2)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

9

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (3)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

10

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (4)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

11

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (5)

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

12

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION (6)

 

Against

 

Yes

 

Against

 

Shareholder

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

9735

 

JP3421800008

 

SECOM CO., LTD.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 12 DIRECTORS - M.IIDA, J.TODA, S.KIMURA, K.HARAGUCHI, K.KUWAHARA, S.MAEDA, S.IIDA, F.OBATA, S.KOBAYASHI, Y.NAKAYAMA, K.SATO, T.ITO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 CORPORATE AUDITORS - T.HAGINO, K.TSUNEMATSU, H.YASUDA, K.YAMASHITA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

9832

 

JP3172500005

 

AUTOBACS SEVEN CO., LTD.

 

6/27/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 8 DIRECTORS - K.SUMINO, S.WAKUTA, Y.TUNEMORI, T.MATSUO, Y.NAKATA, E.MIYAUCHI, H.MORIMOTO, K.TAKEDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 4 CORPORATE AUDITORS - A.NOGAMI, K.MORINO, H.SUMINO, K.TANABE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - H.YOSHIDA

 

For

 

Yes

 

For

 

Management

7231

 

JP3630200008

 

TOPY INDUSTRIES, LTD.

 

6/28/2007

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - Y.SHIMIZU, M.MIZOGUCHI, S.OKAZAKI, T.MURATA, H.IKEDA, T.ARAI, A.HIGASHI, T.NISHIZAKI, M.NAMATAME, O.SUGIYAMA, S.HIROKAWA, S.AOYAGI, Y.SASAI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - K.NAGAOKA, T.TAKIYAMA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - M.SATO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

APPROVAL OF THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCKS

 

For

 

Yes

 

Against

 

Management

5407

 

JP3676000007

 

NISSHIN STEEL CO., LTD.

 

6/22/2007

 

1

 

ELECTION OF 8 DIRECTORS - T.ONO, H.SUZUKI, T.NAGAI, S.MATSUNAGA, M.YADA, F.ODA, Y.KASHIWABARA, Y.TSUDA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

8036

 

JP3678800008

 

HITACHI HIGH-TECHNOLOGIES CORP.

 

6/22/2007

 

1

 

ELECTION OF 7 DIRECTORS - Y.KUWATA, H.OHBAYASHI, W.NAKANO, K.YAMASHITA, H.UCHIDA, K.MUNEOKA, T.UENO

 

For

 

Yes

 

Against

 

Management

4507

 

JP3347200002

 

SHIONOGI & CO., LTD.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

3

 

ELECTION OF 5 DIRECTORS - K.MIYAMOTO, M.SHIONO, Y.TOKAJI, I.TESHIROGI, Y.MINO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - S.KOMATSU

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

RETIREMENT ALLOWANCES TO THE RETIRING AUDITORS

 

For

 

Yes

 

For

 

Management

1332

 

JP3718800000

 

NIPPON SUISAN KAISHA, LTD.

 

6/27/2007

 

1

 

ELECTION OF 17 DIRECTORS - N.KAKIZOE, Y.SATO, K.SASAO, H.TANAKA, I.MITARAI, M.SATAKE, N.HOSOMI, T.KANEKO, K.KOIKE, K.YOSIKAWA, S.MANABE, S.KANEDA, K.FUJIMOTO, N.IHARA, A.MATONO, Y.WATABE, Y.YAMASAKI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - H.SHIBUYA, M.KOIZUMI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

5915

 

JP3302600006

 

KOMAI TEKKO INC.

 

6/28/2007

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 5 DIRECTORS - Y.SUGA, M.EBISAWA, Y.NIHEI, S.TANAKA, H.ONISAWA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 CORPORATE AUDITORS - Y.NAKAJIMA, T.OHNO, K.KITAI, F.YOSHIMURA

 

For

 

Yes

 

Against

 

Management

5108

 

JP3830800003

 

BRIDGESTONE CORP.

 

3/29/2007

 

1

 

DISPOSITION OF SURPLUS FUNDS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 9 DIRECTORS - S.ARAKAWA, T.OKAJIMA, M.OKU, Y.ASAMI, O.INOUE, A.SATO, T.TSUDA, M.A.EMKES, S.MIZUHOCHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - T.YASUKOHCHI, T.HASEGAWA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - I.GUNJI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS/AUDITORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

8

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

7751

 

JP3242800005

 

CANON INC.

 

3/29/2007

 

1

 

DISPOSITION OF SURPLUS FUNDS 

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 27 DIRECTORS                                                                                                                                                        

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - T.OE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

8804

 

JP3582600007

 

TOKYO TATEMONO CO., LTD.

 

3/29/2007

 

1

 

DISPOSIITON OF SURPLUS FUNDS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 16 DIRECTORS - K.MINAMI, M.HATANAKA, H.SAKUMA, H.GOMYO, S.NARA, A.SARUTA, K.KATO, S.MARUTA, T.USUI, M.SAITO, H.SHIBAYAMA, S.OKUBO, S.AYAKI, T.HATA, A.OKUBO, T.INUI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - M.KUBOTA, O.KIDA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS/AUDITORS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

3382

 

JP3422950000

 

SEVEN & I HOLDINGS CO., LTD.

 

5/24/2007

 

1

 

DISPOSITION OF SURPLUS FUNDS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 15 DIRECTORS - T.SUZUKI, N.MURATA, T.UJIIE, K.GOTO, J.KAMEI, T.YAMAGUCHI, A.HANIWA, T.ANZAI, Z.OHTAKA, Y.HORIUCHI, K.SANO, S.UCHIMURA, F.OHSAKI, T.SHIMIZU, S.T.DAVIS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

7545

 

JP3659300002

 

NISHIMATSUYA CHAIN CO., LTD.

 

5/15/2007

 

1

 

DISPOSITION OF SURPLUS FUNDS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 6 DIRECTORS - Y.OHMURA, K.EBATA, N.HIROTA, H.HASEGAWA, Y.NAKAMOTO, H.SUGAO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - S.HAMADA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS/AUDITORS

 

For

 

Yes

 

For

 

Management

 


 

QUICK
CODE

 

ISIN CODE

 

SECURITY DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

 

 

 

 

 

 

 

 

6

 

DETERMINATION OF THE AMOUNT, TERMS  AND CONDITIONS OF STOCK OPTIONS FOR DIRECTORS OF THE COMPANY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO EMPLOYEES OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

7718

 

JP3399000003

 

STAR MICRONICS CO., LTD.

 

5/24/2007

 

1

 

DISTRIBUTION OF SURPLUS FUNDS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 7 DIRECTORS - T.SUZUKI, H.SATO, T.OKITSU, C.FUSHIMI, S.JOHJIMA, H.TANAKA, T.KURAMAE

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - O.YAMADA, H.SAWADA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

7

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

8993

 

JP3121960003

 

ATRIUM CO., LTD.

 

5/29/2007

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - T.TAKAHASHI, S.TSUKAMOTO, O.SADAKATA, T.FUJITA, T.SEKIGUCHI, H.RINNO, F.IKEDA, H.KOBAYASHI, A.HOSHINO, Y.ABE, A.FUKUOKA, N.UEMURA, H.HIRAKAWA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - T.SUZUKI, M.SAKURAI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

9602

 

JP3598600009

 

TOHO CO., LTD

 

5/24/2007

 

1

 

DISPOSITION OF SURPLUS FUNDS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 12 DIRECTORS - I.MATSUOKA, H.TAKAI, K.YAMADA, S.CHIDA, T.NAKAGAWA, N.MASUDA, M.TAKAHASHI, Y.SHIMATANI, K.KOBAYASHI, M.FUJIWARA, T.URAI, T.SHIMADA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - N.AKAI, T.OHASHI, H.MITSUYA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS AND CORPORATE AUDITORS REMUNERATION

 

For

 

Yes

 

For

 

Management

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

THE JAPAN EQUITY FUND, INC.

 

 

 

By:

/s/ John J. O’Keefe

 

 

Name:

John J. O’Keefe

 

Title:

Vice President and Treasurer

 

 

 

Date:

July 31, 2007