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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series J Convertible Preferred Stock | (1) | 02/15/2006 | C | 935,374 | (1) | (1) | Common Stock | 719,518 (1) | $ 0 | 0 | I | See Footnote (2) | |||
Series K Convertible Preferred Stock | (1) | 02/15/2006 | C | 100,000 | (1) | (1) | Common Stock | 76,923 (1) | $ 0 | 100,000 | I | See Footnote (2) | |||
Series K Convertible Preferred Stock | (1) | 02/15/2006 | C | 100,000 | (1) | (1) | Common Stock | 76,923 (1) | $ 0 | 0 | I | See Footnote (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FRIEDMAN JOHN H C/O ACORDA THERAPEUTICS, INC 15 SKYLINE DRIVE HAWTHORNE, NY 10532 |
X |
s/ Michelle Meyers, by power of attorney | 02/17/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All of the outstanding shares of the Issuer's Series J and K Convertible Preferred Stock automatically converted to Common Stock of the Issuer upon the closing of the Issuer's initial public offering and had no expiration date. |
(2) | These shares are held by Easton Hunt Capital Partners, L.P. ("EHCP"). According to information provided by EHCP, Mr. Friedman could be deemed to have shared voting and dispositive power with respect to the shares of stock held by EHCP. However, Mr. Friedman disclaims beneficial ownership except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed to be an admission that he is the beneficial owner of these securities for purposes of Section 16. |
(3) | These shares are held by Easton Hunt New York ("EHNY"). According to information provided by EHNY, Mr. Friedman could be deemed to have shared voting and dispositive power with respect to the shares of stock held by EHNY. However, Mr. Friedman disclaims beneficial ownership except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed to be an admission that he is the beneficial owner of these securities for purposes of Section 16. |
Remarks: Exhibit List - Exhibit 24: Power of Attorney |