UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name : NEUBERGER BERMAN, INC Address: 605 THIRD AVENUE NEW YORK NEW YORK 10158-3698 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral part(s) of this form. Person signing this report on behalf of Reporting Manager: Name: KEVIN HANDWERKER Title: SENIOR VICE PRESIDENT AND GENERAL COUNSEL Phone: (212) 476-9850 Signature, Place, and Date of signing: KEVIN HANDWERKER, New York, New York, September 30, 2004 Report Type (Check only One) [ ] 13F Holdings Report [X] 13F Notice [ ] 13F Combination Report List of Other Managers reporting for this Manager: NEUBERGER BERMAN, LLC I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934