As filed with the Securities and Exchange Commission on June 2, 2004 |
Registration No. 333- |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Omnicell, Inc.
(Exact name of registrant as specified in its charter)
Delaware (State of Incorporation) |
94-3166458 (I.R.S. Employer Identification No.) |
1201 Charleston Road
Mountain View, CA 94043
(650) 251-6100
(Address of principal executive offices)
1997 Employee Stock Purchase Plan
1999 Equity Incentive Plan
2004 Equity Incentive Plan
(Full title of the plans)
Randall A. Lipps
President and Chief Executive Officer
1201 Charleston Road
Mountain View, CA 94043
(650) 251-6100
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Robert J. Brigham, Esq.
COOLEY GODWARD LLP
Five Palo Alto Square
3000 El Camino Real
Palo Alto, CA 94306
(650) 843-5000
CALCULATION OF REGISTRATION FEE
Title of Securities to be Registered |
Amount to be Registered(1) |
Proposed Maximum Offering Price per Share(2) |
Proposed Maximum Aggregate Offering Price(2) |
Amount of Registration Fee |
||||
---|---|---|---|---|---|---|---|---|
Common Stock, par value $0.001 per share | 1,864,672 shares | $10.14 | $18,899,280.60 | $2,394.54 |
Securities |
Number of Shares |
Offering Price Per Share |
Aggregate Offering Price |
|||||
---|---|---|---|---|---|---|---|---|
Shares reserved for future issuance under the 1997 Employee Stock Purchase Plan | 356,715 | $ | 13.20 | $ | 4,706,854.43 | |||
Shares issuable pursuant to outstanding options under the 1999 Equity Incentive Plan | 1,123,105 | $ | 7.27 | $ | 8,161,604.04 | |||
Shares reserved for future issuance under the 1999 Equity Incentive Plan | 184,852 | $ | 13.20 | $ | 2,439,122.14 | |||
Shares issuable pursuant to outstanding options under the 2004 Equity Incentive Plan | 140,000 | $ | 20.00 | $ | 2,800,000.00 | |||
Shares reserved for future issuance under the 2004 Equity Incentive Plan | 60,000 | $ | 13.20 | $ | 791,700.00 | |||
Proposed Maximum Offering Price | $ | 18,899,280.60 | ||||||
Registration Fee | $ | 2,394.54 |
ITEM 3. INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
The following documents filed by Omnicell, Inc. (the "Company") with the Securities and Exchange Commission are incorporated by reference into this Registration Statement:
(a) The Company's annual report on Form 10-K filed on March 8, 2004, pursuant to Sections 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
(b) The Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2004.
(c) The Company's Current Reports on Form 8-K as filed on January 26, 2004, April 5, 2004 and April 14, 2004.
(d) The description of the Company's Common Stock which is contained in the Registration Statement on Form 8-A filed August 3, 2001, filed under the Exchange Act, including any amendment or report filed for the purpose of updating such description.
All reports and other documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part of this registration statement from the date of the filing of such reports and documents.
ITEM 4. DESCRIPTION OF SECURITIES
Not applicable.
ITEM 5. INTERESTS OF NAMED EXPERTS AND COUNSEL
Cooley Godward LLP, Palo Alto, California, will provide us with an opinion as to the validity of the common stock offered under this prospectus. As of the date of this prospectus, no partners or associates of Cooley Godward LLP own shares of our common stock.
ITEM 6. INDEMNIFICATION OF DIRECTORS AND OFFICERS
As permitted by Delaware law, the Company's amended and restated certificate of incorporation provides that no director will be personally liable to the Registrant or its stockholders for monetary damages for breach of fiduciary duty as a director, except for liability:
The Registrant's amended and restated certificate of incorporation further provides that it must indemnify its directors and executive officers and may indemnify its other officers and employees and agents to the fullest extent permitted by Delaware law. The Company believes that indemnification under its amended and restated certificate of incorporation covers negligence and gross negligence on the part of indemnified parties.
The Company has entered into indemnification agreements with each of its directors and certain officers. These agreements, among other things, require the Company to indemnify each director and officer for certain expenses including attorneys' fees, judgments, fines and settlement amounts incurred
1
by any such person in any action or proceeding, including any action by or in the right of the Company, arising out of the person's services as a director or officer of the Company, any subsidiary of the Company or any other company or enterprise to which the person provides services at the Company's request.
ITEM 7. EXEMPTION FROM REGISTRATION CLAIMED
Not applicable.
Exhibit Number |
|
|
---|---|---|
4.1 | (1) | Amended and Restated Certificate of Incorporation of the Company |
4.2 |
(2) |
Certificate of Designation of Series A Junior Participating Preferred Stock |
4.3 |
(3) |
Bylaws of the Company |
4.4 |
(3) |
Form of Common Stock Certificate |
4.5 |
(4) |
Rights Agreement, dated February 6, 2003, between Omnicell and EquiServe Trust Company, N.A. |
4.6 |
(5) |
2004 Equity Incentive Plan |
5.1 |
Opinion of Cooley Godward llp |
|
23.1 |
Consent of Ernst & Young LLP, Independent Auditors |
|
23.2 |
Consent of Cooley Godward llp is contained in Exhibit 5.1 to this Registration Statement |
|
24.1 |
Power of Attorney is contained on the signature pages. |
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Pursuant to the requirements of the Securities Act of 1933, as amended, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Palo Alto, State of California, on June 2, 2004.
OMNICELL, INC. | ||||
By: |
/s/ DENNIS P. WOLF Dennis P. Wolf Executive Vice President of Operations, Finance and Administration and Chief Financial Officer (Principal Financial and Accounting Officer) |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Randall A. Lipps and Dennis P. Wolf, and each or any one of them, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date |
||
---|---|---|---|---|
/s/ RANDALL A. LIPPS Randall A. Lipps |
Chairman of the Board and Director, President and Chief Executive Officer (Principal Executive Officer) |
June 2, 2004 |
||
/s/ DENNIS P. WOLF Dennis P. Wolf |
Executive Vice President of Operations, Finance and Administration and Chief Financial Officer (Principal Financial and Accounting Officer) |
June 2, 2004 |
||
/s/ BENJAMIN A. HOROWITZ Benjamin A. Horowitz |
Director |
June 2, 2004 |
||
/s/ RANDY D. LINDHOLM Randy D. Lindholm |
Director |
June 2, 2004 |
||
/s/ BROCK D. NELSON Brock D. Nelson |
Director |
June 2, 2004 |
||
/s/ KEVIN L. ROBERG Kevin L. Roberg |
Director |
June 2, 2004 |
||
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/s/ JOHN D. STOBO, JR. John D. Stobo, Jr. |
Director |
June 2, 2004 |
||
/s/ DONALD C. WEGMILLER Donald C. Wegmiller |
Director |
June 2, 2004 |
||
/s/ SARA J. WHITE Sara J. White |
Director |
June 2, 2004 |
||
/s/ JOSEPH E. WHITTERS Joseph E. Whitters |
Director |
June 2, 2004 |
||
/s/ WILLIAM H. YOUNGER, JR. William H. Younger, Jr. |
Director |
June 2, 2004 |
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Exhibit Number |
Description |
|
---|---|---|
4.1 | (1) | Amended and Restated Certificate of Incorporation of the Company |
4.2 |
(2) |
Certificate of Designation of Series A Junior Participating Preferred Stock |
4.3 |
(3) |
Bylaws of the Company |
4.4 |
(3) |
Form of Common Stock Certificate |
4.5 |
(4) |
Rights Agreement, dated February 6, 2003, between Omnicell and EquiServe Trust Company, N.A. |
4.6 |
(5) |
2004 Equity Incentive Plan |
5.1 |
Opinion of Cooley Godward LLP |
|
23.1 |
Consent of Ernst & Young LLP, Independent Auditors. |
|
23.2 |
Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement |
|
24.1 |
Power of Attorney is contained on the signature pages. |