UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 4, 2007
Rocky Mountain Chocolate Factory, Inc.
(Exact name of registrant as specified in is charter)
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| Colorado
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0-14749
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84-0910696 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
265 Turner Drive
Durango, Colorado 81303
(Address, including zip code, of principal executive offices)
Registrant’s telephone number, including area code: (970) 259-0554
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
The Company has issued a press release concerning its third quarter ending November 30, 2006.
The press release includes information regarding its results of operations and financial condition
for the quarter, and is furnished as an exhibit to this Form 8-K.
Item 7.01 Regulation FD Disclosure.
The Company has issued a press release giving guidance concerning, among other things, its
estimated full-year earnings for the fiscal year ending February 28, 2007. The Company has elected
to furnish the press release as an exhibit to this Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(c) Exhibits
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Exhibit |
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Press Release dated January 4, 2007. |
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