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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 303.27 | 04/24/2015 | M | 20,000 | (4) | 02/15/2018 | Common Stock | 20,000 | $ 0 | 7,328 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 512.77 | 04/23/2015 | A | 1,050 | (5) | 04/23/2025 | Common Stock | 1,050 | $ 0 | 1,050 | D | ||||
Restricted Stock Units | $ 0 | 04/24/2015 | M | 500 | (6) | 04/25/2018 | Common Stock | 500 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 | 04/23/2015 | A | 650 | (6) | 04/23/2019 | Common Stock | 650 | $ 0 | 650 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SMITH LONNIE M 1020 KIFER ROAD SUNNYVALE, CA 94086 |
X |
Lonnie M Smith | 04/24/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 25, 2014. |
(2) | The average selling price for the transactions was $508.030228. The shares sold at: $05.00 - $505.99 = 3,434 shares; $506.00 to $506.99 = 4,100 shares; $507.00 - $507.99 = 1,942 shares; $508.00 - $508.99 = 4,944 shares; $509.00 - $509.99 = 2,506 shares; $510.00 - $510.99 = 1,654 shares; $511.00 - $511.99 = 460 shares; $512.00 = $512.99 = 800 shares; $514.00 - $514.99 = 160 shares. |
(3) | On 4/24/14, RSU shares were granted, vesting 100% one year from date of grant. RSUs convert into common stock on the vest date on a one-for-one basis. On 4/24/15, 100% of the shares were released and deposited into the holders account. |
(4) | Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter. |
(5) | Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date. |
(6) | Restricted Stock Units (RSUs) are granted pursuant to the 2010 Incentive Award Plan. The RSUs fully vest on the first anniversary of the date of grant. |