UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(AMENDMENT NO. 2)
Under the Securities Exchange Act of 1934
Regeneration Technologies, Inc.
(Name of Issuer)
Common Stock, $.001 par value
(Title of Class of Securities)
75886N100
(CUSIP Number)
December 31, 2001
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 2 of 5 Pages
This Amendment No. 2 to Schedule 13G filed on February 14, 2001, as amended
on April 24, 2001, is being filed to amend Items 5, 7 and 9 to reflect changes
in the number of shares of the Issuer's common stock held by a trust over which
the Reporting Person may be deemed to have beneficial ownership.
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James M. Grooms
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5 SOLE VOTING POWER
NUMBER OF SHARES
BENEFICIALLY 1,421,750
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON 792,000 shares
WITH
7 SOLE DISPOSITIVE POWER
1,421,750 shares
8 SHARED DISPOSITIVE POWER
792,000 shares
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,213,750 shares (includes 1,421,750 shares held by the James M. Grooms
Trust over which Mr. Grooms has voting and dispositive power as trustee and
792,000 shares held by the Lisa Wasshausen Limited Trust over which Mr.
Grooms shares voting and dispositive power with his wife, Lisa Wausshausen,
as co-trustee)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[_]
Page 3 of 5 Pages
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.1%
12 TYPE OF REPORTING PERSON
IN
Item 1(a) NAME OF ISSUER:
Regeneration Technologies, Inc.
Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
One Innovation Drive
Alachua, Florida 32615
Item 2(a) NAME OF PERSON FILING:
See Item 1 of the cover page attached hereto
Item 2(b) Address of Principal Business Office, or if none, residence:
One Innovation Drive
Alachua, Florida 32615
Item 2(c) CITIZENSHIP:
See Item 4 of the cover page attached hereto
Item 2(d) TITLE OF CLASS OF SECURITIES:
Common Stock, par value $.001
Item 2(e) CUSIP NUMBER: 75886N100
Item 3 Not Applicable
Item 4 OWNERSHIP:
(1) Amount beneficially owned:
See Item 9 of the cover page attached hereto
(2) Percent of Class:
See Item 11 of the cover page attached hereto
(3) See Items 5 through 8 of the cover page attached hereto
Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
Page 4 of 5 Pages
Not Applicable
Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not Applicable
Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
Not Applicable
Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not Applicable
Item 9 NOTICE OF DISSOLUTION OF GROUP:
Not Applicable
Item 10 CERTIFICATION:
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
Page 5 of 5 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 14, 2002
/s/ James M. Grooms
----------------------------------
James M. Grooms