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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 C/O LAUDER PARTNERS 88 MERCEDES LANE ATHERTON, CA 94027 |
X | |||
LAUDER GARY M C/O LAUDER PARTNERS 88 MERCEDES LANE ATHERTON, CA 94027 |
X |
Gary M. Lauder, Trustee, by Spencer G. Smul, Attorney-in-fact | 11/01/2006 | |
**Signature of Reporting Person | Date | |
Gary M. Lauder, by Spencer G. Smul, Attorney-in-fact | 11/01/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Not applicable. |
(2) | Held by the Gary M. Lauder Revocable Trust. Also beneficially owned directly by Gary M. Lauder. |
(3) | Beneficially owned by Gary M. Lauder. |
(4) | The 1992 GRAT Remainder Trust f/b/o Gary Lauder also holds 1,914,608 shares of Class B Common Stock. Gary M. Lauder disclaims beneficial ownership of all shares owned by such trust to the extent he does not have a pecuniary interest in such securities. |
(5) | The 1992 GRAT Remainder Trust f/b/o William Lauder also holds 1,914,608 shares of Class B Common Stock. Gary M. Lauder disclaims beneficial ownership of all shares owned by such trust to the extent he does not have a pecuniary interest in such securities. |
Remarks: * The name of the Reporting Person is currently the Second Amendment and Restatement of the Gary M. Lauder Revocable Trust u/a dated October 6, 2003. |